Lasalle Network is partnered with a cutting-edge fin-tech company that specializes in consumer lending and they are seeking a Compliance Officer to enhance their compliance function. In this role, you will report directly to the Compliance Manager and play a critical part in ensuring their organization adheres to all relevant Federal, State and Agency regulations related to consumer loans, marketing and more.
Compliance Officer Responsibilities:
- Support the compliance function to ensure adherence to all applicable rules and regulations
- Oversee the Compliance Testing and Monitoring program, including program reviews, testing, documentation maintenance and updates in response to business or regulatory changes
- Conduct the Issue Management Program under senior management's guidance, addressing compliance issues within required timeframes, including risk assessments, reporting and monitoring
- Assist with regulatory audits and examinations
- Collaborate with internal departments and external partners to ensure compliance
- Manage other Compliance Management Program responsibilities as assigned, including regulatory change management
Compliance Officer Requirements:
- 3+ years of regulatory compliance experience in Consumer Finance and/or FinTech
- Relevant experience with Regulatory Compliance Testing and Monitoring programs
- Hands-on experience designing, implementing and troubleshooting controls, with the ability to explain concepts to non-specialists
- Strong knowledge of consumer financial regulations, including TILA, ECOA, FCRA, FDCPA, UDAAP, TCPA, Regulation E, ESIGN and NACHA rules
- Ability to interpret regulatory guidance and translate it into actionable tasks
- Experience in reporting and record-keeping
- Experience participating in external audits
- Strong understanding of risk assessments, key regulations and current regulatory developments; CRCM certification is a plus
If you meet the above requirements, please apply today!
Thank you,
Allison Sachnoff
Senior Project Manager
LaSalle Network
LaSalle Network is an Equal Opportunity Employer m/f/d/v.
LaSalle Network is the leading provider of direct hire and temporary staffing services. For over two decades, LaSalle has helped organizations hire faster and connect top talent with opportunities, from entry-level positions to the C-suite. With units specializing in Accounting and Finance, Administrative, Marketing, Technology, Supply chain, Healthcare Revenue Cycle, Call Center, Human Resources and Executive Search. LaSalle offers staffing and recruiting solutions to companies of all sizes and across all industries. LaSalle Network is the premier staffing and recruiting firm, earning over 100 culture, revenue and industry-based awards from major publications and having its company experts regularly contribute insights on retention strategies, hiring trends and hiring challenges, and more to national news outlets.
